The term film noir, French for "black film", first applied to Hollywood films by French critic Nino Frank in 1946, was unknown to most American film industry professionals of the classic era. Cinema historians and critics defined the noir canon in retrospect. Before the notion was widely adopted in the 1970s, many of the classic film noirs were referred to as melodramas.a The question of whether film noir qualifies as a distinct genre is a matter of ongoing debate among scholars.
Film noir encompasses a range of plots—the central figure may be a private eye (The Big Sleep), a plainclothes policeman (The Big Heat), an aging boxer (The Set-Up), a hapless grifter (Night and the City), a law-abiding citizen lured into a life of crime (Gun Crazy), or simply a victim of circumstance (D.O.A.). Though the noir mode was originally identified with American productions, films now customarily described as noir have been made around the world. Many pictures released from the 1960s onward share attributes with film noirs of the classic period, often treating noir conventions in a self-referential manner. Such latter-day works in a noir mode are often referred to as neo-noirs. The tropes of film noir have inspired parody since the mid-1940s.
Problems of definition
It was not until February 1973 that The New York Times first used the term, describing how the "moods and tensions" in the British private-eye parody Pulp came "out of the collective depths of the film noir".
The questions of what defines film noir and what sort of category it is provoke continuing debate. "We'd be oversimplifying things in calling film noir oneiric, strange, erotic, ambivalent, and cruel": this set of attributes constitutes the first of many attempts to define film noir made by French critics Raymond Borde and Etienne Chaumeton in their 1955 book Panorama du film noir américain 1941–1953 (A Panorama of American Film Noir), the original and seminal extended treatment of the subject. They emphasize that not every film noir embodies all five attributes in equal measure—one might be more dreamlike; another, particularly brutal. The authors' caveats and repeated efforts at alternative definition have been echoed in subsequent scholarship: in the more than five decades since, there have been innumerable further attempts at definition, yet in the words of cinema historian Mark Bould, film noir remains an "elusive phenomenon ... always just out of reach".
Though film noir is often identified with a visual style, unconventional within a Hollywood context, that emphasizes low-key lighting and unbalanced compositions, films commonly identified as noir evidence a variety of visual approaches, including ones that fit comfortably within the Hollywood mainstream. Film noirs similarly embrace a variety of genres, from the gangster film to the police procedural to the gothic romance to the social problem picture—any example of which from the 1940s and 1950s, now seen as noir's classic era, was likely to be described as a "melodrama" at the time. While many critics refer to film noir as a genre itself, others argue that it can be no such thing. While noir is often associated with an urban setting, many classic noirs take place in small towns, suburbia, rural areas, or on the open road; so setting cannot be its genre determinant, as with the Western. Similarly, while the private eye and the femme fatale are character types conventionally identified with noir, the majority of film noirs feature neither; so there is no character basis for genre designation as with the gangster film. Nor does film noir rely on anything as evident as the monstrous or supernatural elements of the horror film, the speculative leaps of the science fiction film, or the song-and-dance routines of the musical.
A more analogous case is that of the screwball comedy, widely accepted by film historians as constituting a "genre": the screwball is defined not by a fundamental attribute, but by a general disposition and a group of elements, some—but rarely and perhaps never all—of which are found in each of the genre's films. However, because of the diversity of noir (much greater than that of the screwball comedy), certain scholars in the field, such as film historian Thomas Schatz, treat it as not a genre but a "style".Alain Silver, the most widely published American critic specializing in film noir studies, refers to film noir as a "cycle" and a "phenomenon", even as he argues that it has—like certain genres—a consistent set of visual and thematic codes.[17] Other critics treat film noir as a "mood", characterize it as a "series", or simply address a chosen set of films they regard as belonging to the noir "canon". There is no consensus on the matter.
Background
Cinematic sources
Film noir's aesthetics are deeply influenced by German Expressionism, an artistic movement of the 1910s and 1920s that involved theater, photography, painting, sculpture, and architecture, as well as cinema. The opportunities offered by the booming Hollywood film industry and, later, the threat of growing Nazi power led to the emigration of many important film artists working in Germany who had either been directly involved in the Expressionist movement or studied with its practitioners. Directors such as Fritz Lang, Robert Siodmak, and Michael Curtiz brought a dramatically shadowed lighting style and a psychologically expressive approach to visual composition, or mise-en-scène, with them to Hollywood, where they would make some of the most famous of classic noirs. Lang's magnum opus, M—released in 1931, two years before his departure from Germany—is among the first major crime films of the sound era to join a characteristically noirish visual style with a noir-type plot, one in which the protagonist is a criminal (as are his most successful pursuers).
By 1931, Curtiz had already been in Hollywood for half a decade, making as many as six films a year. Movies of his such as 20,000 Years in Sing Sing (1932) and Private Detective 62 (1933) are among the early Hollywood sound films arguably classifiable as noir—scholar Marc Vernet offers the latter as evidence that dating the initiation of film noir to 1940 or any other year is "arbitrary". Giving Expressionist-affiliated filmmakers particularly free stylistic rein were Universal horror pictures such as Dracula (1931), The Mummy (1932)—the former photographed and the latter directed by the Berlin-trained Karl Freund—and The Black Cat (1934), directed by Austrian émigré Edgar G. Ulmer. The Universal horror that comes closest to noir, both in story and sensibility, however, is The Invisible Man (1933), directed by Englishman James Whale and photographed by American Arthur Edeson. Edeson would subsequently photograph The Maltese Falcon (1941), widely regarded as the first major film noir of the classic era.
The "original" femme fatale, Marlene Dietrich, in a publicity shot for Josef von Sternberg's mordant melodrama Der blaue Engel (The Blue Angel; 1930)
The Vienna-born but largely American-raised Josef von Sternberg was directing in Hollywood at the same time. Films of his such as Shanghai Express (1932) and The Devil Is a Woman (1935), with their hothouse eroticism and baroque visual style, specifically anticipate central elements of classic noir. The commercial and critical success of Sternberg's silent Underworld in 1927 was largely responsible for spurring a trend of Hollywood gangster films. Popular films in the genre such as Little Caesar (1931), The Public Enemy (1931), and Scarface (1932) demonstrated that there was an audience for crime dramas with morally reprehensible protagonists. An important, and possibly influential, cinematic antecedent to classic noir was 1930s French poetic realism, with its romantic, fatalistic attitude and celebration of doomed heroes. The movement's sensibility is mirrored in the Warner Bros. drama I Am a Fugitive from a Chain Gang (1932), a key forerunner of noir. Among those films not themselves considered film noirs, perhaps none had a greater effect on the development of the genre than America's own Citizen Kane (1941), the landmark motion picture directed by Orson Welles. Its visual intricacy and complex, voiceover-driven narrative structure are echoed in dozens of classic film noirs.
Italian neorealism of the 1940s, with its emphasis on quasi-documentary authenticity, was an acknowledged influence on trends that emerged in American noir. The Lost Weekend (1945), directed by Billy Wilder, yet another Vienna-born, Berlin-trained American auteur, tells the story of an alcoholic in a manner evocative of neorealism. It also exemplifies the problem of classification: one of the first American films to be described as a film noir, it has largely disappeared from considerations of the field. Director Jules Dassin of The Naked City (1948) pointed to the neorealists as inspiring his use of on-location photography with nonprofessional extras. This semidocumentary approach characterized a substantial number of noirs in the late 1940s and early 1950s. Along with neorealism, the style had a homegrown precedent, specifically cited by Dassin, in director Henry Hathaway's The House on 92nd Street (1945), which demonstrated the parallel influence of the cinematic newsreel.
Literary sources
The October 1934 issue of Black Mask featured the first appearance of the detective character whom Raymond Chandler would develop into the famous Philip Marlowe.
The primary literary influence on film noir was the hardboiled school of American detective and crime fiction, led in its early years by such writers as Dashiell Hammett (whose first novel, Red Harvest, was published in 1929) and James M. Cain (whose The Postman Always Rings Twice appeared five years later), and popularized in pulp magazines such as Black Mask. The classic film noirs The Maltese Falcon and The Glass Key (1942) were based on novels by Hammett; Cain's novels provided the basis for Double Indemnity (1944), Mildred Pierce (1945), The Postman Always Rings Twice (1946), and Slightly Scarlet (1956; adapted from Love's Lovely Counterfeit). A decade before the classic era, a story of Hammett's was the source for the gangster melodrama City Streets (1931), directed by Rouben Mamoulian and photographed by Lee Garmes, who worked regularly with Sternberg. Wedding a style and story both with many noir characteristics, released the month before Lang's M, City Streets has a claim to being the first major film noir.
Raymond Chandler, who debuted as a novelist with The Big Sleep in 1939, soon became the most famous author of the hardboiled school. Not only were Chandler's novels turned into major noirs—Murder, My Sweet (1944; adapted from Farewell, My Lovely), The Big Sleep (1946), and Lady in the Lake (1947)—he was an important screenwriter in the genre as well, producing the scripts for Double Indemnity, The Blue Dahlia (1946), and Strangers on a Train (1951). Where Chandler, like Hammett, centered most of his novels and stories on the character of the private eye, Cain featured less heroic protagonists and focused more on psychological exposition than on crime solving; the Cain approach has come to be identified with a subset of the hardboiled genre dubbed "noir fiction". For much of the 1940s, one of the most prolific and successful authors of this often downbeat brand of suspense tale was Cornell Woolrich (sometimes under the pseudonym George Hopley or William Irish). No writer's published work provided the basis for more film noirs of the classic period than Woolrich's: thirteen in all, including Black Angel (1946), Deadline at Dawn (1946), and Fear in the Night (1947).
Another crucial literary source for film noir was W. R. Burnett, whose first novel to be published was Little Caesar, in 1929. It would be turned into a hit for Warner Bros. in 1931; the following year, Burnett was hired to write dialogue for Scarface, while Beast of the City was adapted from one of his stories. At least one important reference work identifies the latter as a film noir despite its early date.[39] Burnett's characteristic narrative approach fell somewhere between that of the quintessential hardboiled writers and their noir fiction compatriots—his protagonists were often heroic in their way, a way just happening to be that of the gangster. During the classic era, his work, either as author or screenwriter, was the basis for seven films now widely regarded as film noirs, including three of the most famous: High Sierra (1941), This Gun for Hire (1942), and The Asphalt Jungle (1950).
Classic period
Overview
The 1940s and 1950s are generally regarded as the "classic period" of American film noir. While City Streets and other pre-WWII crime melodramas such as Fury (1936) and You Only Live Once (1937), both directed by Fritz Lang, are categorized as full-fledged noir in Alain Silver and Elizabeth Ward's film noir encyclopedia, other critics tend to describe them as "proto-noir" or in similar terms. The film now most commonly cited as the first "true" film noir is Stranger on the Third Floor (1940), directed by Latvian-born, Soviet-trained Boris Ingster. Hungarian émigré Peter Lorre—who had starred in Lang's M—was top-billed, though he did not play the lead. He would play secondary roles in several other formative American noirs. Though modestly budgeted, at the high end of the B movie scale, Stranger on the Third Floor still lost its studio, RKO, $56,000, almost a third of its total cost. Variety magazine found Ingster's work "too studied and when original, lacks the flare to hold attention. It's a film too arty for average audiences, and too humdrum for others." Stranger on the Third Floor was not recognized as the beginning of a trend, let alone a new genre, for many decades.
Out of the Past (1947) features many of the genre's hallmarks: a cynical private detective as the protagonist, a femme fatale, multiple flashbacks with voiceover narration, dramatically shadowed photography, and a fatalistic mood leavened with provocative banter. The film stars noir icons Robert Mitchum and Jane Greer.
Most of the film noirs of the classic period were similarly low- and modestly budgeted features without major stars—B movies either literally or in spirit. In this production context, writers, directors, cinematographers, and other craftsmen were relatively free from typical big-picture constraints. There was more visual experimentation than in Hollywood filmmaking as a whole: the Expressionism now closely associated with noir and the semidocumentary style that later emerged represent two very different tendencies. Narrative structures sometimes involved convoluted flashbacks uncommon in non-noir commercial productions. In terms of content, enforcement of the Production Code ensured that no film character could literally get away with murder or be seen sharing a bed with anyone but a spouse; within those bounds, however, many films now identified as noir feature plot elements and dialogue that were very risqué for the time.
Thematically, film noirs were most exceptional for the relative frequency with which they centered on women of questionable virtue—a focus that had become rare in Hollywood films after the mid-1930s and the end of the pre-Code era. The signal film in this vein was Double Indemnity, directed by Billy Wilder; setting the mold was Barbara Stanwyck's unforgettable femme fatale, Phyllis Dietrichson—an apparent nod to Marlene Dietrich, who had built her extraordinary career playing such characters for Sternberg. An A-level feature all the way, the film's commercial success and seven Oscar nominations made it probably the most influential of the early noirs. A slew of now-renowned noir "bad girls" would follow, such as those played by Rita Hayworth in Gilda (1946), Lana Turner in The Postman Always Rings Twice (1946), Ava Gardner in The Killers (1946), and Jane Greer in Out of the Past (1947). The iconic noir counterpart to the femme fatale, the private eye, came to the fore in films such as The Maltese Falcon (1941), with Humphrey Bogart as Sam Spade, and Murder, My Sweet (1944), with Dick Powell as Philip Marlowe. Other seminal noir sleuths served larger institutions, such as Dana Andrews's police detective in Laura (1944), Edmond O'Brien's insurance investigator in The Killers, and Edward G. Robinson's government agent in The Stranger (1946).
The prevalence of the private eye as a lead character declined in film noir of the 1950s, a period during which several critics describe the form as becoming more focused on extreme psychologies and more exaggerated in general. A prime example is Kiss Me Deadly (1955); based on a novel by Mickey Spillane, the best-selling of all the hardboiled authors, here the protagonist is a private eye, Mike Hammer. As described by Paul Schrader, "Robert Aldrich's teasing direction carries noir to its sleaziest and most perversely erotic. Hammer overturns the underworld in search of the 'great whatsit' [which] turns out to be—joke of jokes—an exploding atomic bomb." Orson Welles's baroquely styled Touch of Evil (1958) is frequently cited as the last noir of the classic period.[49] Some scholars believe film noir never really ended, but continued to transform even as the characteristic noir visual style began to seem dated and changing production conditions led Hollywood in different directions—in this view, post-1950s films in the noir tradition are seen as part of a continuity with classic noir. A majority of critics, however, regard comparable films made outside the classic era to be something other than genuine film noirs. They regard true film noir as belonging to a temporally and geographically limited cycle or period, treating subsequent films that evoke the classics as fundamentally different due to general shifts in filmmaking style and latter-day awareness of noir as a historical source for allusion.
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